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CORPORATE SECURITIES, SEC COMPLIANCE, AND MERGERS & ACQUISITIONS

Our Corporate and Securities Practice focuses on serving small-cap and micro-cap public and private companies. We are experienced in all aspects of securities and corporate law, including:

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  • Private offerings and preparation of private placement memoranda

  • Initial Public Offerings, including traditional IPO's on Form S-1, Reg A offerings, and alternative going-public transactions

  • SEC filings and compliance, including annual and quarterly reports, proxy statements, affiliate filings, and other matters

  • Mergers and acquisitions, including traditional and reverse mergers

  • Alternative Reporting Standards filings for non-reporting companies for OTC Markets

  • Assistance with FINRA inquiries and related matters

  • Assistance with DTC chills and related matters

  • Rule 144 opinions and other securities or corporate law opinions

Corporate Securities, SEC Compliance, and Mergers and Acquisitions: Practice Areas
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